A broker-dealer is required to file notice of the terminations of a representative with FINRA within
A) 10 days
B) 15 days
C) 30 days
D) 60 days
Answer: A
A broker-dealer is required to file notice of the terminations of a representative with FINRA within
A) 10 days
B) 15 days
C) 30 days
D) 60 days
Answer: A