The Suitability Rule covers what types of actions that may be taken by a participant in a securities offering?
A) Underwriting
B) Book-building
C) Recommendations
D) Filling orders previously taken
Answer: C
The Suitability Rule covers what types of actions that may be taken by a participant in a securities offering?
A) Underwriting
B) Book-building
C) Recommendations
D) Filling orders previously taken
Answer: C