NAIMMCQ Economics What type of communication is defined by the following description under SEC Rule 139: "Written communication that includes information, opinions or recommendations with respect to securities of an issuer or an analysis of a security or an issuer..."

What type of communication is defined by the following description under SEC Rule 139: "Written communication that includes information, opinions or recommendations with respect to securities of an issuer or an analysis of a security or an issuer..."

Economics

What type of communication is defined by the following description under SEC Rule 139: "Written communication that includes information, opinions or recommendations with respect to securities of an issuer or an analysis of a security or an issuer..."

A) Red herring
B) Offering memorandum
C) Research report
D) Legend disclosure

Answer: C

NAIMMCQ

What type of communication is defined by the following description under SEC Rule 139: "Written communication that includes information, opinions or recommendations with respect to securities of an issuer or an analysis of a security or an issuer..."

What type of communication is defined by the following description under SEC Rule 139: "Written communication that includes information, opinions or recommendations with respect to securities of an issuer or an analysis of a security or an issuer..."

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