Which of the following would be an exception for an unintentional breach of the de minimis transactions provision under Rule 101 of Regulation M? I. if a distributor unintentionally purchases over 2% of the ADTV of the subject security II. if a distributor unintentionally purchases under 2% of the ADTV of the subject security III. if a distributor publishes a research report within 1 day of the offering IV. if a distributor publishes a research report within 5 days of the offering

Which of the following would be an exception for an unintentional breach of the de minimis transactions provision under Rule 101 of Regulation M? I. if a distributor unintentionally purchases over 2% of the ADTV of the subject security II. if a distributor unintentionally purchases under 2% of the ADTV of the subject security III. if a distributor publishes a research report within 1 day of the offering IV. if a distributor publishes a research report within 5 days of the offering

Which of the following would be an exception for an unintentional breach of the de minimis transactions provision under Rule 101 of Regulation M?
I. if a distributor unintentionally purchases over 2% of the ADTV of the subject security
II. if a distributor unintentionally purchases under 2% of the ADTV of the subject security
III. if a distributor publishes a research report within 1 day of the offering
IV. if a distributor publishes a research report within 5 days of the offering 






A) I only
B) II only
C) I, II, and III
D) I, II, III, and IV








Answer: B