Who is responsible for notifying FINRA of the restricted period in the distribution of securities?
A) The issuer
B) Any syndicate member
C) The managing underwriter
D) The issuer's purchasing representative
Answer: C
Who is responsible for notifying FINRA of the restricted period in the distribution of securities?
A) The issuer
B) Any syndicate member
C) The managing underwriter
D) The issuer's purchasing representative
Answer: C