In a fixed price IPO, FINRA Rule 5130 prohibits certain types of sales of shares to "restricted persons" who have what type of interest?

In a fixed price IPO, FINRA Rule 5130 prohibits certain types of sales of shares to "restricted persons" who have what type of interest?

In a fixed price IPO, FINRA Rule 5130 prohibits certain types of sales of shares to "restricted persons" who have what type of interest? 





A) Superficial interest
B) Minority interest
C) Beneficial interest
D) Controlling interest









Answer: C