Rule 101 of Regulation M governs
A) activities by issuers and selling security holders during a distribution.
B) Nasdaq market making.
C) activities by distribution participants.
D) short selling in connection with a public offering.
Answer: C
Rule 101 of Regulation M governs
A) activities by issuers and selling security holders during a distribution.
B) Nasdaq market making.
C) activities by distribution participants.
D) short selling in connection with a public offering.
Answer: C